Email this LII item:
FINRA: The Financial Industry Regulatory Authority
"Created in July 2007 through the consolidation of NASD and the member regulation, enforcement and arbitration functions of the New York Stock Exchange, FINRA is dedicated to investor protection and market integrity." The site includes investor alerts, a complaint center, a background-check tool for investigating brokers and securities firms, and professional continuing education resources and compliance tools.
http://www.finra.org/
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