Send a comment on this item to LII: Send a comment on this item to LII staff, who on weekdays will usually reply within 24 hours. Anti-Money Laundering (AML) Source Tool "This research guide, or 'source tool,' is a compilation of key [anti-money laundering] AML laws, rules, and guidance applicable to broker-dealers." Topics addressed include the Bank Secrecy Act, the USA PATRIOT Act, compliance and customer identification programs, suspicious activity monitoring and reporting, due diligence programs for foreign correspondent accounts, and other areas of concern for securities firms and financial institutions. From the U.S. Securities and Exchange Commission (SEC). http://www.sec.gov/about/offices/ocie/amlsourcetool.htm Asterisk * indicates required field. Your Name Your Email Address * We will not sell or provide your email address to anyone else. Comment * Enter the verification code as it is shown in the box below. This helps prevent automated submissions. *